Secondary Offering
A public offering of shares in a business that has …
Category: Finance
Securities Law
United States term for the laws that govern the sale …
Short-Swing Profits Rule
U.S. securities law contains a provision (in what is known …
SOX
See Sarbanes Oxley Act.
SPV
Acronym for special purpose vehicle, a limited liability company, usually …
SWOT
Two meanings. • An archaic term of insult for a …
Synthetic Currency
There are three related meanings (i) a currency unit derived …
Trading Plan
See Program Trading
Under Seal
A document filed with a government agency or a court …
Waterfall Provision, Clause
Clause common in early funding of companies, which dictates how …