Program Trading
Also known as a trading plan, program selling allows persons …
Category: Finance
Prospectus
A formal written offer to sell securities to investors, which …
Pump-and-Dump, Pump-n-Dump
Stock market fraud favored by organized crime. The gang take …
Put Option
The right to require a party to purchase an asset …
Quit-Claim
Near synonym for Release of Claims or Disclaimer.
Ratchet
See Anti-Dilution Clause
Ratchet
See Anti-Dilution Clause, Provision
Reciprocal Transaction
Synonym in the Securities Law context for a Round-Trip Transaction
Red Herring
A draft prospectus, which has not been approved by the …
Registration, Securities
The legal process of obtaining permission to sell shares, bonds …