Private Placement
A sale of shares in a company, which is not …
Category: Corporate Governance
Pro-Forma Assignment, Filing Document
Where intellectual property or other assets are the subject of …
Program Trading
Also known as a trading plan, program selling allows persons …
Prospectus
A formal written offer to sell securities to investors, which …
Public Charge
Most legal jurisdictions have a legal principle that restricts or …
Pump-and-Dump, Pump-n-Dump
Stock market fraud favored by organized crime. The gang take …
Pyrrhic Cost Saving, Cost Cut
Pun on Phyrrhic Victory (i.e., a victory won at such …
QMS
See Quality Management System – QMS
Quality Management System – QMS
A Quality Management System is a systematic process for managing …
Ratchet
See Anti-Dilution Clause